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FAIS Ombud calls for financial products to be regulated

FAIS Ombud calls for financial products to be regulated

25 February 2010 | FAIS Ombudsman

Procurement fraud in government departments emphasises need for strong compliance culture

Procurement fraud in government departments emphasises need for strong compliance culture

19 February 2010 | General

Hedge fund industry unites under ASISA umbrella

Hedge fund industry unites under ASISA umbrella

18 February 2010 | Association for Savings & Investment SA (ASISA)

Bridging finance ‘advice’ costs broker dearly

Bridging finance ‘advice’ costs broker dearly

18 February 2010 | FAIS Ombudsman

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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Brokers still paying for Leaderguard collapse

Brokers still paying for Leaderguard collapse

16 February 2010 | FAIS Ombudsman

FAIS Ombud: Orders that penisoner be paid R100 000 she invested in Leaderguard

FAIS Ombud: Orders that penisoner be paid R100 000 she invested in Leaderguard

13 February 2010 | FAIS Ombudsman

FAIS Ombud: Leaderguard bosses' extravagance

FAIS Ombud: Leaderguard bosses' extravagance

13 February 2010 | FAIS Ombudsman

FAIS Ombud: Surrendered policies did not cause financial loss

FAIS Ombud: Surrendered policies did not cause financial loss

13 February 2010 | FAIS Ombudsman

FAIS Ombud orders broker who invests in risky bridging finance scheme to pay

FAIS Ombud orders broker who invests in risky bridging finance scheme to pay

06 February 2010 | FAIS Ombudsman

ASISA: Investors fail to time the markets, again!

ASISA: Investors fail to time the markets, again!

03 February 2010 | Association for Savings & Investment SA (ASISA)

Insurance companies feel red tape burden too

Insurance companies feel red tape burden too

02 February 2010 | General

FAIS Ombud nails short-term insurer

FAIS Ombud nails short-term insurer

26 January 2010 | FAIS Ombudsman

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FAnews June 2026

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