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Compliance - Regulatory

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Pension Fund Adjudicator’s scorecard results highlight best and worst performing funds

Pension Fund Adjudicator’s scorecard results highlight best and worst performing funds

29 September 2009 | PFA - Pension Fund Adjudicator
Is moderate risk appropriate at 90?

Is moderate risk appropriate at 90?

28 September 2009 | FAIS Ombudsman
Ombud slates Old Mutual for altered investment documents

Ombud slates Old Mutual for altered investment documents

27 September 2009 | FAIS Ombudsman
Short-term insurance focus for 2010

Short-term insurance focus for 2010

quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
Internal Financial Controls – a recurring priority in King III

Internal Financial Controls – a recurring priority in King III

15 September 2009 | General
A tough new generation of asset managers to weather future storms

A tough new generation of asset managers to weather future storms

Car dealer runs foul of the FAIS Act

Car dealer runs foul of the FAIS Act

14 September 2009 | FAIS Ombudsman
FAIS Ombud: Proof of advice, so car dealer must cough up

FAIS Ombud: Proof of advice, so car dealer must cough up

13 September 2009 | FAIS Ombudsman
Ombud orders dilly-dallying investment company to repay R300 000

Ombud orders dilly-dallying investment company to repay R300 000

13 September 2009 | FAIS Ombudsman
King III embeds a proactive approach to compliance and requires disclosure on how this is achieved

King III embeds a proactive approach to compliance and requires disclosure on how this is achieved

11 September 2009 | General
The impact of the Consumer Protection Act on insurance

The impact of the Consumer Protection Act on insurance

09 September 2009 | General
Companies at risk of non-compliance with reporting standards

Companies at risk of non-compliance with reporting standards

07 September 2009 | General