orangeblock

Compliance - Regulatory

Explore the Category

New standards of professionalism for compliance industry

New standards of professionalism for compliance industry

30 July 2009 | General
Asset managers: take careful note of new fit and proper requirements

Asset managers: take careful note of new fit and proper requirements

24 July 2009 | General
Road safety highlighted by short-term insurers as key focus area

Road safety highlighted by short-term insurers as key focus area

Ombuzz: Issue 11

Ombuzz: Issue 11

21 July 2009 | Life Ombudsman
quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
AIMA, ASISA and Financial Services Board take next step to extend hedge fund regulation

AIMA, ASISA and Financial Services Board take next step to extend hedge fund regulation

ASISA: Pick your money market fund with confidence

ASISA: Pick your money market fund with confidence

FSB: New Era Life company placed under curatorship

FSB: New Era Life company placed under curatorship

SAIA June 2009 - Issue: FAIS regulatory requirements

SAIA June 2009 - Issue: FAIS regulatory requirements

ASISA - Life industry foils fraudulent and dishonest claims worth millions

ASISA - Life industry foils fraudulent and dishonest claims worth millions

Global Ombud told of impact of SA’S FAIS Ombud

Global Ombud told of impact of SA’S FAIS Ombud

26 June 2009 | FAIS Ombudsman
Insurance regulation set for shakeup - Solvency II will have global impact

Insurance regulation set for shakeup - Solvency II will have global impact

25 June 2009 | General
The feared S-Reference gets the punt

The feared S-Reference gets the punt

17 June 2009 | General