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FAIS Ombud returns R32,9-M to aggrieved consumers

23 October 2009 | FAIS Ombudsman

More transformation required in financial services, say, FAIS Ombud

23 October 2009 | FAIS Ombudsman

FSB’s Enforcement Committee fines insider R150 000

22 October 2009 | Financial Sector Conduct Authority (FSCA) (was FSB)

Update on Licenses for Financial Services Providers

22 October 2009 | Financial Sector Conduct Authority (FSCA) (was FSB)

quick poll

Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer

Yes, fully prepared and already adapting Somewhat prepared, but still facing implementation challenges Not yet prepared, more time and support needed Unsure / still assessing the impact

View the Results

Strange bedfellows – foreign currency trading and low risk

20 October 2009 | FAIS Ombudsman

FAIS Ombud orders Leaderguard broker to repay pensioners

19 October 2009 | FAIS Ombudsman

FAIS Ombud: Broker with strange licensing records ordered to pay

19 October 2009 | FAIS Ombudsman

FAIS Ombudsman sides with complainant

14 October 2009 | FAIS Ombudsman

FAIS Ombud finds broker chased commission by extending maturity date

12 October 2009 | FAIS Ombudsman

Public Private Partnership Launches Alcohol Testing Centre in Randburg

30 September 2009 | SAIA - South African Insurance Association

New business slows, but life industry remains healthy

29 September 2009 | Association for Savings & Investment SA (ASISA)

Naming and shaming in the pension fund space

29 September 2009 | PFA - Pension Fund Adjudicator

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Compliance - Regulatory