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Compliance - Regulatory

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SA life industry shows clean bill of health

SA life industry shows clean bill of health

FAIS Ombud calls for financial products to be regulated

FAIS Ombud calls for financial products to be regulated

25 February 2010 | FAIS Ombudsman
Procurement fraud in government departments emphasises need for strong compliance culture

Procurement fraud in government departments emphasises need for strong compliance culture

19 February 2010 | General
Hedge fund industry unites under ASISA umbrella

Hedge fund industry unites under ASISA umbrella

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Are financial advisers ready for the combined impact of COFI and AI?

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Bridging finance ‘advice’ costs broker dearly

Bridging finance ‘advice’ costs broker dearly

18 February 2010 | FAIS Ombudsman
Brokers still paying for Leaderguard collapse

Brokers still paying for Leaderguard collapse

16 February 2010 | FAIS Ombudsman
FAIS Ombud: Orders that penisoner be paid R100 000 she invested in Leaderguard

FAIS Ombud: Orders that penisoner be paid R100 000 she invested in Leaderguard

13 February 2010 | FAIS Ombudsman
FAIS Ombud: Leaderguard bosses' extravagance

FAIS Ombud: Leaderguard bosses' extravagance

13 February 2010 | FAIS Ombudsman
FAIS Ombud: Surrendered policies did not cause financial loss

FAIS Ombud: Surrendered policies did not cause financial loss

13 February 2010 | FAIS Ombudsman
FAIS Ombud orders broker who invests in risky bridging finance scheme to pay

FAIS Ombud orders broker who invests in risky bridging finance scheme to pay

06 February 2010 | FAIS Ombudsman
ASISA: Investors fail to time the markets, again!

ASISA: Investors fail to time the markets, again!

Insurance companies feel red tape burden too

Insurance companies feel red tape burden too

02 February 2010 | General