orangeblock

Compliance - Regulatory

Explore the Category

Life Ombud: Late submission of claims

Life Ombud: Late submission of claims

14 April 2010 | Life Ombudsman
Life Ombud: Funeral Insurance

Life Ombud: Funeral Insurance

14 April 2010 | Life Ombudsman
Life Ombud: Non Disclosure

Life Ombud: Non Disclosure

14 April 2010 | Life Ombudsman
Life Ombud: Determinations against Life Insurers in 2009

Life Ombud: Determinations against Life Insurers in 2009

14 April 2010 | Life Ombudsman
quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
Insurance Industry Data Exchange - 
Outsourcing of Administration to Short term insurance brokers

Insurance Industry Data Exchange - Outsourcing of Administration to Short term insurance brokers

12 April 2010 | General
A record 2009 for the short-term ombudsman

A record 2009 for the short-term ombudsman

12 April 2010 | Short Term Ombudsman
Fit and Proper competency requirements and failure to comply

Fit and Proper competency requirements and failure to comply

Termination of binder agreements and related unilateral cancellation of short-term insurance policies

Termination of binder agreements and related unilateral cancellation of short-term insurance policies

New FAIS Ombud brings wealth of knowledge to oversight role in financial services

New FAIS Ombud brings wealth of knowledge to oversight role in financial services

31 March 2010 | Acts (FAIS / Pension etc)
FSB licenses nearly 20 000 financial services providers

FSB licenses nearly 20 000 financial services providers

The Ombudsman for Short-Term Insurance launches his Annual Report for 2009

The Ombudsman for Short-Term Insurance launches his Annual Report for 2009

26 March 2010 | Short Term Ombudsman
A long list of insider trading investigations

A long list of insider trading investigations