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Compliance - Regulatory

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FSB fines insider trader R1m

FSB fines insider trader R1m

New Pension Funds Adjudicator Charles Pillai urges greater communication between funds and their members

New Pension Funds Adjudicator Charles Pillai urges greater communication between funds and their members

Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

CIPRO embarks on deregistration by stealth

CIPRO embarks on deregistration by stealth

25 May 2010 | General
quick poll
Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer
Long-term Ombud: Ombuzz Issue Number 14

Long-term Ombud: Ombuzz Issue Number 14

25 May 2010 | Life Ombudsman
New regulations – embrace or resist?

New regulations – embrace or resist?

Arrear pension contributions: FSB to name, shame errant employers

Arrear pension contributions: FSB to name, shame errant employers

So you want a super Ombudsman

So you want a super Ombudsman

20 May 2010 | General
Another dose of consumer protection

Another dose of consumer protection

18 May 2010 | General
Industry regulator processes ‘truck loads’ of license applications

Industry regulator processes ‘truck loads’ of license applications

FSB processes nearly 20 000 financial services
providers

FSB processes nearly 20 000 financial services providers

Does your practice meet conflict of interest provisions?

Does your practice meet conflict of interest provisions?

06 May 2010 | General