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Compliance - Regulatory

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Does your practice meet conflict of interest provisions?

Does your practice meet conflict of interest provisions?

06 May 2010 | General
New code of conduct for short-term insurers

New code of conduct for short-term insurers

ASISA: Nervous investors lose out as market timing fails

ASISA: Nervous investors lose out as market timing fails

Association for Savings and Investment South Africa (ASISA)

Short-term insurance association launches new Code of Conduct

Short-term insurance association launches new Code of Conduct

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Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
Short-term insurance association supports healthy competition in the vehicle security market

Short-term insurance association supports healthy competition in the vehicle security market

Life ombudsman issues three determinations in 2009

Life ombudsman issues three determinations in 2009

22 April 2010 | Life Ombudsman
SARS announces publication of prescribed list and diagnosis for disability

SARS announces publication of prescribed list and diagnosis for disability

FSB says do not deal with broker Andre van der Merwe

FSB says do not deal with broker Andre van der Merwe

Long term insurers urged to play fair

Long term insurers urged to play fair

19 April 2010 | Life Ombudsman
DTI finds bulk of investor's funds used for commission and payments to directors

DTI finds bulk of investor's funds used for commission and payments to directors

15 April 2010 | FAIS Ombudsman
New FAIS Ombud rules three times against errant Garek Broker

New FAIS Ombud rules three times against errant Garek Broker

15 April 2010 | FAIS Ombudsman
Life Ombud: Loans

Life Ombud: Loans

15 April 2010 | Life Ombudsman