Explore the Category

Regulator gets tough on insider trader

07 June 2010 | Financial Sector Conduct Authority (FSCA) (was FSB)

FSB fines insider trader R1m

03 June 2010 | Financial Sector Conduct Authority (FSCA) (was FSB)

New Pension Funds Adjudicator Charles Pillai urges greater communication between funds and their members

01 June 2010 | PFA - Pension Fund Adjudicator

Update on Licenses for Financial Services Providers

28 May 2010 | Financial Sector Conduct Authority (FSCA) (was FSB)

quick poll

Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer

Yes, fully prepared and already adapting Somewhat prepared, but still facing implementation challenges Not yet prepared, more time and support needed Unsure / still assessing the impact

View the Results

CIPRO embarks on deregistration by stealth

25 May 2010 | General

Long-term Ombud: Ombuzz Issue Number 14

25 May 2010 | Life Ombudsman

New regulations – embrace or resist?

24 May 2010 | Financial Sector Conduct Authority (FSCA) (was FSB)

Arrear pension contributions: FSB to name, shame errant employers

21 May 2010 | Financial Sector Conduct Authority (FSCA) (was FSB)

So you want a super Ombudsman

20 May 2010 | General

Another dose of consumer protection

18 May 2010 | General

Industry regulator processes ‘truck loads’ of license applications

17 May 2010 | Financial Sector Conduct Authority (FSCA) (was FSB)

FSB processes nearly 20 000 financial services providers

13 May 2010 | Financial Sector Conduct Authority (FSCA) (was FSB)

« ‹ 154 155 156

157

158 159 160 › »

Compliance - Regulatory