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Compliance - Regulatory

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FAIS Ombus urges government to fix insuers' motor alarms short circuit

FAIS Ombus urges government to fix insuers' motor alarms short circuit

20 November 2009 | FAIS Ombudsman
Rand strength drives institutional investors into foreign equity funds

Rand strength drives institutional investors into foreign equity funds

Compliance independence - avoiding conflicts of interest

Compliance independence - avoiding conflicts of interest

10 November 2009 | General
Build your FAIS-compliant practise on trust

Build your FAIS-compliant practise on trust

10 November 2009 | General
quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
Income acceleration always ends in misery

Income acceleration always ends in misery

09 November 2009 | FAIS Ombudsman
FAIS Ombud orders brokers who place client in shady forex investments despite warnings by regulators to pay

FAIS Ombud orders brokers who place client in shady forex investments despite warnings by regulators to pay

06 November 2009 | FAIS Ombudsman
Trusts unable to be registered, delays and confusion at Master’s Office

Trusts unable to be registered, delays and confusion at Master’s Office

04 November 2009 | General
Outsourcing compliance can affect risk

Outsourcing compliance can affect risk

28 October 2009 | General
Money market unit trust funds the biggest losers in third quarter

Money market unit trust funds the biggest losers in third quarter

Millions spent on financial literacy and generic insurance education

Millions spent on financial literacy and generic insurance education

Ombudsman for Long-term Insurance determination against PPS

Ombudsman for Long-term Insurance determination against PPS

27 October 2009 | Life Ombudsman
A record year for FAIS Ombud complaints

A record year for FAIS Ombud complaints

26 October 2009 | FAIS Ombudsman