Compliance - Regulatory

Keep an open mind and an ear to the ground

The Fourth Industrial Revolution (4IR) continues to shape our conversations and considerations around how we might need to adapt, or what skills will be needed to sustain the workplace of the future. The 4IR brings with it fast-paced change and a digital shift unlike any other.

FSCA provisionally withdraws license of Stringfellow Financial Services (Pty) Ltd

The Financial Sector Conduct Authority (FSCA) is currently investigating allegations of misappropriation of investments and incorrect financial advice given by Stringfellow Financial Services (Pty) Ltd (Stringfellow Fin Services) director, representative and key individual, Mr Thomas Stringfellow. As a result, we have provisionally withdrawn Stringfellow Fin Services’ license.

FSCA warns the public against First Cash (Pty) Ltd

Long Term Insurers: Some welcome administrative relief