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ASISA Board appoints new Chair and Deputy Chair

03 June 2019 | Association for Savings & Investment SA (ASISA)

The Board of the Association for Savings and Investment South Africa (ASISA) has appointed Thabo Khojane, Managing Director of Investec Asset Management South Africa, as its new Chairman and Ian Kirk, Group Chief Executive of Sanlam, as the new Deputy Chairman.

Non-compliance… why take the risk?

30 May 2019 | General

The Information Regulator in SA published the final Protection of Personal Information (POPI) regulations on 14 December 2018.

Draft Conduct Standard for board members of pension funds

23 May 2019 | General

The Financial Sector Conduct Authority (Authority) has published a draft Conduct Standard for determining the minimum skills and training requirements for board members of pension funds. Comments are required by 4 July 2019 in the prescribed format. Below is a summary of what the draft Conduct Standard aims to achieve.

ASISA members unite customers, beneficiaries and heirs with unclaimed assets worth R8.1 billion in 2018

23 May 2019 | Association for Savings & Investment SA (ASISA)

Members of the Association for Savings and Investment South Africa (ASISA) united policyholders, beneficiaries, investors and heirs with unclaimed assets worth R8.1 billion in 2018. The forgotten assets were held in 71 233 risk policies, savings and investment policies, annuity polices and accounts in Collective Investment Scheme (CIS) portfolios.

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Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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