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Compliance - Regulatory

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Husband fails in attempt to claim wife's death benefit

Husband fails in attempt to claim wife's death benefit

A Durban man has failed in his effort to prevent the allocation of a death benefit of almost R4-million into his late wife’s estate on the basis that investigations into the death had not been finalised.

Premium collections under the spotlight again

Premium collections under the spotlight again

Following a highly publicised incident that occurred in 2018, the issue of insurance premium collection by third parties was once again thrust into the spotlight.

FSCA fines 36ONE Asset Management (Pty) Ltd R350 000

FSCA fines 36ONE Asset Management (Pty) Ltd R350 000

The FSCA wraps up a further three insider trading investigations into the Steinhoff shares

The FSCA wraps up a further three insider trading investigations into the Steinhoff shares

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The strongest deterrent against FSP compliance missteps is or should be:

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Pension Fund owed an estimated R58-M by Municipality

Pension Fund owed an estimated R58-M by Municipality

Misrepresentation and non-disclosure make headlines

Misrepresentation and non-disclosure make headlines

16 April 2019 | Short Term Ombudsman
Strict transformation scorecards on the horizon for the industry

Strict transformation scorecards on the horizon for the industry

15 April 2019 | General
ASISA Retirement Savings Cost Disclosure Standard developed to build trust through meaningful disclosure

ASISA Retirement Savings Cost Disclosure Standard developed to build trust through meaningful disclosure

Accountable institutions… areas where risk exists

Accountable institutions… areas where risk exists

FSCA warns the public to act with caution when dealing with Chenge Logistics Pty Ltd and Exclusive Empowerment Holdings Pty Ltd

FSCA warns the public to act with caution when dealing with Chenge Logistics Pty Ltd and Exclusive Empowerment Holdings Pty Ltd

‘We Hear You’

‘We Hear You’

04 April 2019 | FAIS Ombudsman
FSCA to get tough on transformation

FSCA to get tough on transformation