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FSCA warns the public against Rothschild Finance (Pty) Ltd and Rothschild Company African Loan Department

16 September 2019 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with Rothschild Finance (Pty) Ltd and Rothschild African Loan Department. Rothschild Finance (Pty) Ltd and Rothschild African Loan Department are not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act) to render any financial advice and intermediary services.

The FSCA fines Steinhoff International Holdings N.V. (Steinhoff/the Company) for contravention of the Financial Markets Act

16 September 2019 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Sector Conduct Authority (FSCA) has concluded its investigation into alleged contraventions of the Financial Markets Act No 19 of 2012 (FMA 2012) by the Steinhoff Group in the period prior to the discovery of significant accounting irregularities at the Company in December 2017.

Coming to terms with the new regulation

11 September 2019 | General

The past two decades have seen a large migration of stand-alone employer retirement funds into umbrella funds.

How (and why) to make ethics your business

09 September 2019 | General

Ethics, the twin sibling of ‘client first’, is the formerly ‘soft’ business issue that has fast become the difference between organisations that succeed and those that don’t. Juanita Vorster, in her keynote presentation at the 2019 Glacier IdeasLab in Johannesburg on 21 August 2019, and Francis Marais, head of Glacier Research, unpacked what it means to be ethical, even in a constrained economy.

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The strongest deterrent against FSP compliance missteps is or should be:

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A criminal conviction Debarment Fine or penalty Any of the above can work

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SAIA Board Elects New Chairman and Deputy Chairman

05 September 2019 | SAIA - South African Insurance Association

FSCA warns consumers against Mashamba Asset Managers and Mzansi Platinum Cover

02 September 2019 | Financial Sector Conduct Authority (FSCA) (was FSB)

Is there a storm brewing in the DFM market?

29 August 2019 | General

Why the world needs IFRS 17 Insurance Contracts

28 August 2019 | General

ASISA: Fully underwritten individual life policies pay a record R15.1 billion in claims in 2018

26 August 2019 | Association for Savings & Investment SA (ASISA)

Local CIS investors take cautious approach, opting for interest bearing over equities

20 August 2019 | Association for Savings & Investment SA (ASISA)

FSCA warns the public against Destinata 104 (Pty) Ltd and Wealth Solutions Investments & Development Partners

19 August 2019 | Financial Sector Conduct Authority (FSCA) (was FSB)

FSCA warns the public against Guarantee Trust Fund (Pty) Ltd

13 August 2019 | Financial Sector Conduct Authority (FSCA) (was FSB)

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Compliance - Regulatory