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Compliance - Regulatory

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FSCA warns the public against Guarantee Trust Fund (Pty) Ltd

FSCA warns the public against Guarantee Trust Fund (Pty) Ltd

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with Guarantee Trust Fund (Pty). Guarantee Trust Fund is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act) to render any financial advice and intermediary services.

Keep an open mind and an ear to the ground

Keep an open mind and an ear to the ground

06 August 2019 | General

The Fourth Industrial Revolution (4IR) continues to shape our conversations and considerations around how we might need to adapt, or what skills will be needed to sustain the workplace of the future. The 4IR brings with it fast-paced change and a digital shift unlike any other.

FSCA provisionally withdraws license of Stringfellow Financial Services (Pty) Ltd

FSCA provisionally withdraws license of Stringfellow Financial Services (Pty) Ltd

The Financial Sector Conduct Authority (FSCA) is currently investigating allegations of misappropriation of investments and incorrect financial advice given by Stringfellow Financial Services (Pty) Ltd (Stringfellow Fin Services) director, representative and key individual, Mr Thomas Stringfellow. As a result, we have provisionally withdrawn Stringfellow Fin Services’ license.

FSCA warns the public against First Cash (Pty) Ltd

FSCA warns the public against First Cash (Pty) Ltd

quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
Long Term Insurers:  Some welcome administrative relief

Long Term Insurers: Some welcome administrative relief

26 July 2019 | General
Successful recoveries on Municipal Councilors Pension Fund

Successful recoveries on Municipal Councilors Pension Fund

FSCA warns the public against a Trade Investment GRP6

FSCA warns the public against a Trade Investment GRP6

Justified in the reliance of definitions

Justified in the reliance of definitions

10 July 2019 | Short Term Ombudsman
The objective of due diligence is to entrench value  How many business leaders have forgotten this?

The objective of due diligence is to entrench value How many business leaders have forgotten this?

09 July 2019 | General
FSCA warns the public against Forex Broker Investment (FX Calib)

FSCA warns the public against Forex Broker Investment (FX Calib)

TCF takes centre stage

TCF takes centre stage

08 July 2019 | FAIS Ombudsman
FAIS Ombud: Settled Compliant Banking

FAIS Ombud: Settled Compliant Banking

03 July 2019 | FAIS Ombudsman