orangeblock

Compliance - Regulatory

Explore the Category

FSCA warns the public against Ubuntu Society Forex Trading

FSCA warns the public against Ubuntu Society Forex Trading

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with an entity called Ubuntu Society Forex Trading, which is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act), to render any financial advice and intermediary services.

FSCA warns the public against Rothschild Finance (Pty) Ltd and Rothschild Company African Loan Department

FSCA warns the public against Rothschild Finance (Pty) Ltd and Rothschild Company African Loan Department

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with Rothschild Finance (Pty) Ltd and Rothschild African Loan Department. Rothschild Finance (Pty) Ltd and Rothschild African Loan Department are not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act) to render any financial advice and intermediary services.

The FSCA fines Steinhoff International Holdings N.V. (Steinhoff/the Company) for contravention of the Financial Markets Act

The FSCA fines Steinhoff International Holdings N.V. (Steinhoff/the Company) for contravention of the Financial Markets Act

The Financial Sector Conduct Authority (FSCA) has concluded its investigation into alleged contraventions of the Financial Markets Act No 19 of 2012 (FMA 2012) by the Steinhoff Group in the period prior to the discovery of significant accounting irregularities at the Company in December 2017.

Coming to terms with the new regulation

Coming to terms with the new regulation

11 September 2019 | General

The past two decades have seen a large migration of stand-alone employer retirement funds into umbrella funds.

quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
How (and why) to make ethics your business

How (and why) to make ethics your business

09 September 2019 | General
SAIA Board Elects New Chairman and Deputy Chairman

SAIA Board Elects New Chairman and Deputy Chairman

FSCA warns consumers against Mashamba Asset Managers and Mzansi Platinum Cover

FSCA warns consumers against Mashamba Asset Managers and Mzansi Platinum Cover

Is there a storm brewing in the DFM market?

Is there a storm brewing in the DFM market?

29 August 2019 | General
Why the world needs IFRS 17 Insurance Contracts

Why the world needs IFRS 17 Insurance Contracts

28 August 2019 | General
ASISA: Fully underwritten individual life policies pay a record R15.1 billion in claims in 2018

ASISA: Fully underwritten individual life policies pay a record R15.1 billion in claims in 2018

Local CIS investors take cautious approach, opting for interest bearing over equities

Local CIS investors take cautious approach, opting for interest bearing over equities

FSCA warns the public against Destinata 104 (Pty) Ltd and Wealth Solutions Investments & Development Partners

FSCA warns the public against Destinata 104 (Pty) Ltd and Wealth Solutions Investments & Development Partners