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Compliance - Regulatory

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Learnings from the Default Regulations

Learnings from the Default Regulations

03 December 2019 | General

When the Default Regulations were introduced into the retirement funds industry in 2017, it was hoped that they would add significant value to retirement funds and clients alike.

Joint Ombudsman for the Office of the Ombudsman for Long-Term Insurance and the Office of the Ombudsman for Short-Term Insurance

Joint Ombudsman for the Office of the Ombudsman for Long-Term Insurance and the Office of the Ombudsman for Short-Term Insurance

26 November 2019 | General

The insurance industry will have a single Ombudsman from 1 January 2020. He is retired Judge, Mr Justice Ron McLaren, who brings with him a wealth of judicial experience and knowledge in dealing with and resolving insurance disputes.

FSCA statement on Mtshali family and Old Mutual matter

FSCA statement on Mtshali family and Old Mutual matter

The Financial Sector Conduct Authority (FSCA) is aware of a recent unfortunate event involving Old Mutual Assurance Company SA (Pty) Ltd and the Mtshali family in Kwa-Zulu Natal.

FSCA warns the public against Mr Tom Zambon

FSCA warns the public against Mr Tom Zambon

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services related business with Mr Tom Zambon.

quick poll
Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer
FSCA warns the public against De Joint Agency

FSCA warns the public against De Joint Agency

Investors continue to favour interest bearing portfolios over equities

Investors continue to favour interest bearing portfolios over equities

FSCA warns the public against Karatbars International GmbH

FSCA warns the public against Karatbars International GmbH

New FAIS Ombud: Advocate Nonkumbulo Tshombe

New FAIS Ombud: Advocate Nonkumbulo Tshombe

11 November 2019 | FAIS Ombudsman
FAIS Ombud Share Call Number 086 066 FAIS (3247)

FAIS Ombud Share Call Number 086 066 FAIS (3247)

11 November 2019 | FAIS Ombudsman
FSCA update on the Resilient REIT Limited investigation

FSCA update on the Resilient REIT Limited investigation

The industry is hard at work

The industry is hard at work

Misrepresentation… how blurred is the line?

Misrepresentation… how blurred is the line?

30 October 2019 | Short Term Ombudsman