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Compliance - Regulatory

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SAIA successfully launches the third series of its Consumer Education Radio Programme

SAIA successfully launches the third series of its Consumer Education Radio Programme

The South African Insurance Association (SAIA) has successfully launched the third series of its Consumer Education Radio Programme which commenced on Tuesday, 18 February 2020.

SA investors shy away from equities in 2019 unlike their international peers

SA investors shy away from equities in 2019 unlike their international peers

The local Collective Investment Schemes (CIS) industry reported strong net inflows of R123.2 billion for 2019, despite recording a rare quarterly net outflow in the fourth quarter.

FSCA warns the public against Zoom Executive Investments (ZEI)

FSCA warns the public against Zoom Executive Investments (ZEI)

The Financial Sector Conduct Authority (FSCA) warns the public against doing financial services business with Zoom Executive Investments. Zoom Executive Investments is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act) to render any financial advice and intermediary services.

It’s time to act on POPIA

It’s time to act on POPIA

21 February 2020 | General

The uncontrolled data growth urgently requires new corporate policies for data storage and retention. The information regulator is pushing for the remaining provisions of the Protection of Personal Information Act (POPIA) to be finalised and come into effect by 1 April 2020.

quick poll
Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer
20/20 Vision in financial services compliance

20/20 Vision in financial services compliance

19 February 2020 | General
Ombudsman orders refund of premiums

Ombudsman orders refund of premiums

11 February 2020 | Life Ombudsman
Insurer ordered by Ombudsman to pay claim on second bond cover policy

Insurer ordered by Ombudsman to pay claim on second bond cover policy

10 February 2020 | Life Ombudsman
Intergovernmental FinTech working group publishes a report on its 2019 workshops

Intergovernmental FinTech working group publishes a report on its 2019 workshops

Trust is essential for future success

Trust is essential for future success

06 February 2020 | General
A new gateway for insurance complaints

A new gateway for insurance complaints

03 February 2020 | Insurance Ombudsman
An inherent conflict of interest

An inherent conflict of interest

FSCA warns the public against fraudulent FSCA correspondence

FSCA warns the public against fraudulent FSCA correspondence