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The FSCA warns the public against Eagle iMarkets (Pty) Ltd

25 May 2020 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with Eagle iMarkets (Pty) Ltd. This is due to suspected breaches of financial sector laws and allegedly offering financial services to its clients without a financial services provider (FSP) licence.

The non-life insurance industry’s Vehicle Salvage Data (VSD) system

25 May 2020 | SAIA - South African Insurance Association

The South African Insurance Association (“SAIA”) is the industry representative body for the non-life (short-term) insurance industry and its core functions include the representation of its members’ interests to the public and the media.

FSCA suspends the licence of Ecsponent Financial Services (Pty) Limited

22 May 2020 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Sector Conduct Authority (FSCA) has suspended the licence of Ecsponent Financial Services (Pty) Limited (Ecsponent FS) for breaches of financial sector laws.

How the cost of compliance is changing

20 May 2020 | General

It’s always interesting to discover how others feel. The 2020 Thomson Reuters’ Cost of Compliance survey, launched in mid-May, shares the views of compliance officers (COs) and boardroom members from around the world (some 750 risk and compliance practitioners from institutions like banks, insurers, wealth and asset managers, broker-dealers and payment service providers).

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results