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Compliance - Regulatory

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FSCA debars the key individuals of Ecsponent Financial Services (Pty) Ltd

FSCA debars the key individuals of Ecsponent Financial Services (Pty) Ltd

The Financial Sector Conduct Authority FSCA has debarred Mr Floris Slabbert and Mr Anton Hay, the key individuals of Ecsponent Financial Services (Pty) Ltd (Ecsponent FS), for a period of two years.

FSCA warns the public against fraudsters impersonating Alumni Energy Investments Ltd

FSCA warns the public against fraudsters impersonating Alumni Energy Investments Ltd

The Financial Sector Conduct Authority (FSCA) warns the public to be cautious when dealing with individuals who are fraudulently impersonating Alumni Energy Investments to dupe members of the public.

FSCA warns the public against Mr Michael Curter

FSCA warns the public against Mr Michael Curter

The Financial Sector Conduct Authority (FSCA) warns the public against dealing with Mr Michael Curter. Mr Curter is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act) to render any financial advice and/or intermediary services.

SAIA Bulletin: From the Desk of the Chief Executive: Viviene Pearson

SAIA Bulletin: From the Desk of the Chief Executive: Viviene Pearson

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Exploring the new frontier: open banking

Exploring the new frontier: open banking

Business Interruption Complaints and the Role of the Ombudsman for Short-Term Insurance

Business Interruption Complaints and the Role of the Ombudsman for Short-Term Insurance

03 June 2020 | Short Term Ombudsman
Use temporary living annuity drawdown flexibility wisely, cautions ASISA

Use temporary living annuity drawdown flexibility wisely, cautions ASISA

Joint Standard for significant owners, effective from 1 December 2020

Joint Standard for significant owners, effective from 1 December 2020

FSCA fines Quinton George and Justin Fletcher administrative penalties

FSCA fines Quinton George and Justin Fletcher administrative penalties

Ethics are the gold standard in today’s and tomorrow’s trust economy

Ethics are the gold standard in today’s and tomorrow’s trust economy

29 May 2020 | General
Vital role for the Short-Term insurance Ombud in post-Covid world

Vital role for the Short-Term insurance Ombud in post-Covid world

28 May 2020 | Short Term Ombudsman
FSCA provisionally suspends the license of Praesidium Advisory Services (Pty) Ltd

FSCA provisionally suspends the license of Praesidium Advisory Services (Pty) Ltd