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Compliance - Regulatory

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ASISA announces appointment of acting CEO

ASISA announces appointment of acting CEO

The Board of Directors of the Association for Savings and Investment South Africa (ASISA) has appointed Adrian Burke as acting CEO of ASISA. This follows the departure of Busisa Jiya on 31 December 2023.

The political landscape ahead of key regulatory changes

The political landscape ahead of key regulatory changes

05 February 2024 | General

This year promises to be a loud, interesting, and unpredictable time in South African politics and governance. The 2024 parliamentary year in South Africa has already begun, marked by the return of MPs engaging in summits, training, constituency, and committee work.

FAIS Ombud Issues Determination in Favor of Complainant Lee-Ann Robinson Against Uncle Mikes 24 Funeral Services (Pty) Ltd t/a Nattex Funeral Services

FAIS Ombud Issues Determination in Favor of Complainant Lee-Ann Robinson Against Uncle Mikes 24 Funeral Services (Pty) Ltd t/a Nattex Funeral Services

26 January 2024 | FAIS Ombudsman

In a recent determination under Section 28(1) of the Financial Advisory and Intermediary Services Act 37 of 2002 ('FAIS Act'), the FAIS Ombud has ruled in favour of Ms. Lee-Ann Robinson, against Uncle Mikes 24 Funeral Services Pty (Ltd), trading as Nattex Funeral Services in Kimberley (FSP 47679).

FAIS Ombud Upholds Complaint Against Badie Jacobs Insurance Brokers CC in Favour of Dr. Luzanne de Beer

FAIS Ombud Upholds Complaint Against Badie Jacobs Insurance Brokers CC in Favour of Dr. Luzanne de Beer

26 January 2024 | FAIS Ombudsman

In a determination under the Financial Advisory and Intermediary Services Act (FAIS Act), the FAIS Ombud ruled in favour of Dr. Luzanne de Beer against Badie Jacobs Insurance Brokers CC (FSP No. 11837) located in Brits.

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Regulator launches R143 million penalty ‘strike’

Regulator launches R143 million penalty ‘strike’

Four key areas for compliance in 2024

Four key areas for compliance in 2024

16 January 2024 | General
FSPs under close regulatory scrutiny

FSPs under close regulatory scrutiny

FAIS Ombud: Forex Investment Complaints

FAIS Ombud: Forex Investment Complaints

11 December 2023 | FAIS Ombudsman
ASISA announces departure of CEO

ASISA announces departure of CEO

Financial Services Tribunal upholds PFA’S rulings on fund transfers

Financial Services Tribunal upholds PFA’S rulings on fund transfers

30 November 2023 | PFA - Pension Fund Adjudicator
ASISA: Fraud worth R1.1 billion prevented by life and investment companies in 2022

ASISA: Fraud worth R1.1 billion prevented by life and investment companies in 2022

ASISA: Living annuity model proves robust in volatile times

ASISA: Living annuity model proves robust in volatile times