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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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Will the FSCA adopt an Individual Accountability Regime

Will the FSCA adopt an Individual Accountability Regime

21 June 2019
FSCA releases Guidance Notice on retirement funds sustainability of investments and assets

FSCA releases Guidance Notice on retirement funds sustainability of investments and assets

20 June 2019
FSCA warns the public against Feel Good Holdings (Pty) Ltd

FSCA warns the public against Feel Good Holdings (Pty) Ltd

13 June 2019

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial business with Feel Good Holdings (Pty) Ltd.

FSCA warns the public against Sanele Forex Ngwenya Ngwenya

FSCA warns the public against Sanele Forex Ngwenya Ngwenya

13 June 2019
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Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer
Invitation for public comments on a draft Conduct Standard for banks

Invitation for public comments on a draft Conduct Standard for banks

16 May 2019
FSCA update on David Wilmot and Nava Shore Holdings Ltd

FSCA update on David Wilmot and Nava Shore Holdings Ltd

10 May 2019
Premium collections under the spotlight again

Premium collections under the spotlight again

24 April 2019
FSCA fines 36ONE Asset Management (Pty) Ltd R350 000

FSCA fines 36ONE Asset Management (Pty) Ltd R350 000

24 April 2019
The FSCA wraps up a further three insider trading investigations into the Steinhoff shares

The FSCA wraps up a further three insider trading investigations into the Steinhoff shares

24 April 2019
FSCA warns the public to act with caution when dealing with Chenge Logistics Pty Ltd and Exclusive Empowerment Holdings Pty Ltd

FSCA warns the public to act with caution when dealing with Chenge Logistics Pty Ltd and Exclusive Empowerment Holdings Pty Ltd

05 April 2019
FSCA to get tough on transformation

FSCA to get tough on transformation

01 April 2019
FSCA’s update on the Steinhoff Investigation

FSCA’s update on the Steinhoff Investigation

29 March 2019