orangeblock

Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

Explore the Category

FSCA warns the public against De Joint Agency

FSCA warns the public against De Joint Agency

19 November 2019

The Financial Sector Conduct Authority (FSCA) warns the public not to conduct any financial services business or invest funds with De Joint Agency. De Joint Agency is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act), to render any financial advice and intermediary services.

FSCA warns the public against Karatbars International GmbH

FSCA warns the public against Karatbars International GmbH

12 November 2019

The Financial Sector Conduct Authority (FSCA) would like to warn the public not to deal with an entity called Karatbars International GmbH. Karatbars International GmbH is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act), to render any financial advice and intermediary services.

FSCA update on the Resilient REIT Limited investigation

FSCA update on the Resilient REIT Limited investigation

08 November 2019

The Financial Sector Conduct Authority (FSCA) has concluded its market abuse investigation into Resilient REIT Limited (Resilient) and found that the company did not contravene section 81 of the Financial Markets Act 19 of 2012 (FMA).

The industry is hard at work

The industry is hard at work

04 November 2019

The retirement industry is not only one of the major drivers of the economy, it plays a vital role socially as it is the only savings that many people have towards the second phase of their lives (retirement). Yet, the industry faces many challenges. We need to have open and honest discussions to find suitable solutions.

quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
Let us find a better way

Let us find a better way

21 October 2019
FSCA warns the public against Dynamite Investment Group

FSCA warns the public against Dynamite Investment Group

17 October 2019
FSCA conducts a search at Sekunjalo Investment Holdings (Pty) Ltd

FSCA conducts a search at Sekunjalo Investment Holdings (Pty) Ltd

10 October 2019
The fine line between the law and its application

The fine line between the law and its application

30 September 2019
FSCA warns the public against Ubuntu Society Forex Trading

FSCA warns the public against Ubuntu Society Forex Trading

17 September 2019
FSCA warns the public against Rothschild Finance (Pty) Ltd and Rothschild Company African Loan Department

FSCA warns the public against Rothschild Finance (Pty) Ltd and Rothschild Company African Loan Department

16 September 2019
The FSCA fines Steinhoff International Holdings N.V. (Steinhoff/the Company) for contravention of the Financial Markets Act

The FSCA fines Steinhoff International Holdings N.V. (Steinhoff/the Company) for contravention of the Financial Markets Act

16 September 2019
FSCA warns consumers against Mashamba Asset Managers and Mzansi Platinum Cover

FSCA warns consumers against Mashamba Asset Managers and Mzansi Platinum Cover

02 September 2019