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FSCA statement on Mtshali family and Old Mutual matter

22 November 2019

The Financial Sector Conduct Authority (FSCA) is aware of a recent unfortunate event involving Old Mutual Assurance Company SA (Pty) Ltd and the Mtshali family in Kwa-Zulu Natal.

FSCA warns the public against Mr Tom Zambon

20 November 2019

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services related business with Mr Tom Zambon.

FSCA warns the public against De Joint Agency

19 November 2019

The Financial Sector Conduct Authority (FSCA) warns the public not to conduct any financial services business or invest funds with De Joint Agency. De Joint Agency is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act), to render any financial advice and intermediary services.

FSCA warns the public against Karatbars International GmbH

12 November 2019

The Financial Sector Conduct Authority (FSCA) would like to warn the public not to deal with an entity called Karatbars International GmbH. Karatbars International GmbH is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act), to render any financial advice and intermediary services.

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The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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