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FSCA warns the public against Total Capital Trading

28 March 2019

The Financial Sector Conduct Authority (FSCA) warns the public to act with caution when dealing with Total Capital Trading (Pty) Ltd. Total Capital Trading (Pty) Ltd is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (“FAIS Act”), to render any financial advice and intermediary services.

The FSCA welcomes the successful conviction of Ndlangisa Funeral Services for contravention of the Financial Advisory and Intermediary Services Act 37 of 2002

07 March 2019

The Financial Sector Conduct Authority (FSCA) would like to applaud the law enforcement agencies for securing a conviction of Ndlangisa Funeral Services. The erstwhile Financial Services Board (FSB), received information on 06 July 2017 that Ndlangisa Funeral Services (“Ndlangisa”) was rendering financial services and collecting premiums from unsuspecting clients.

FSCA warns the public to act with caution when dealing with Prestige Wealth Solutions

07 March 2019

The Financial Sector Conduct Authority (“FSCA”) warns the public to act with caution when dealing with Prestige Solutions Financial Consultancy (Pty) Ltd t/a Prestige Wealth Solutions (“Prestige Wealth”). Prestige Wealth is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (“FAIS Act”), to render any financial advice and intermediary services.

FSCA warns of TCFs importance

21 January 2019

Over the past two years, the Financial Services Conduct Authority (FSCA) has increased its efforts to ensure that insurers and financial advisers adhere to the six outcomes that are stipulated by Treating Customers Fairly (TCF).

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The strongest deterrent against FSP compliance missteps is or should be:

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A criminal conviction Debarment Fine or penalty Any of the above can work

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FSCA warns the public against OptionPlus500 (Pty) Ltd

06 December 2018

Is a firm hand needed?

07 November 2018

FSCA warns the public against four

05 November 2018

Collaboration is the key

26 September 2018

FSCA warns the public against HRIH Investments

13 August 2018

FSCA: Draft Conduct Standard – Requirements for the conduct of cell captive insurance business in relation to third party risks

24 July 2018

FSCA: Withdrawal of the Financial Planning Institute (FPI) as a recognised examination body

23 July 2018

FSCA warns the public against Muzi Khumalo and Liezel Johnson

19 July 2018

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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)