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FSCA warns the public to act with caution when dealing with Prestige Wealth Solutions

07 March 2019

The Financial Sector Conduct Authority (“FSCA”) warns the public to act with caution when dealing with Prestige Solutions Financial Consultancy (Pty) Ltd t/a Prestige Wealth Solutions (“Prestige Wealth”). Prestige Wealth is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (“FAIS Act”), to render any financial advice and intermediary services.

FSCA warns of TCFs importance

21 January 2019

Over the past two years, the Financial Services Conduct Authority (FSCA) has increased its efforts to ensure that insurers and financial advisers adhere to the six outcomes that are stipulated by Treating Customers Fairly (TCF).

FSCA warns the public against OptionPlus500 (Pty) Ltd

06 December 2018

The Financial Sector Conduct Authority (FSCA) would like to warn the public to act with caution when dealing with OptionPlus500 (Pty) Ltd. OptionPlus500 (Pty) Ltd is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (“FAIS Act”), to render any financial advice and intermediary services.

Is a firm hand needed?

07 November 2018

Along with technology, regulation has been the major topic that has taken the industry by storm over the past two years. Insurers and intermediaries are trying to find their place in a world where technology and regulation are having an increasing impact on their daily lives.

quick poll

Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer

2026, as promised 2027 looks more likely Impossible to say More consultation needed

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FSCA warns the public against four

05 November 2018

Collaboration is the key

26 September 2018

FSCA warns the public against HRIH Investments

13 August 2018

FSCA: Draft Conduct Standard – Requirements for the conduct of cell captive insurance business in relation to third party risks

24 July 2018

FSCA: Withdrawal of the Financial Planning Institute (FPI) as a recognised examination body

23 July 2018

FSCA warns the public against Muzi Khumalo and Liezel Johnson

19 July 2018

FSCA warns the public against Mrs Sadia Akbar