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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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FSCA warns the public against Mrs Sadia Akbar

FSCA warns the public against Mrs Sadia Akbar

19 July 2018

The Financial Sector Conduct Authority (FSCA) warns the public to act with caution when dealing with Sadia Akbar. According to the information received, Mrs Akbar purports to be an employee of an entity called Financial Service Authority.

The FSCA releases two publications related to the Retail Distribution Review

The FSCA releases two publications related to the Retail Distribution Review

03 July 2018

The Financial Sector Conduct Authority (FSCA) has recently published two new documents relating to its Retail Distribution Review (RDR) regulatory reform program. The first document is a comprehensive status update on the FSCA’s progress in implementing the RDR and is published mainly for information purposes. The second document is an RDR discussion document on Investment Related Matters, on which the FSCA invites stakeholders to provide input by 17 August 2017 (using the template provided by FSCA.

FSCA halts Regulatory Examinations administered by the FPI

FSCA halts Regulatory Examinations administered by the FPI

14 June 2018

The Financial Services Conduct Authority (FSCA) has instructed the Financial Planning Institute (FPI) to discontinue the delivery of the Regulatory Examination (RE) with immediate effect. This comes after the FSCA was alerted by a third party to alleged irregularities in the delivery of the exam. All current and future exams will now be delivered by exam body Moonstone until further notice.

A new playing field with the introduction of the FSCA

A new playing field with the introduction of the FSCA

14 June 2018

Following a seven-year planning process, the Financial Sector Conduct Authority (FSCA) was finally launched in June 2018.

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The strongest deterrent against FSP compliance missteps is or should be:

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FSCA Warnings

FSCA Warnings

11 June 2018
Authorities flex their muscles

Authorities flex their muscles

06 June 2018
FSCA warns the public against Donafin (Pty) Ltd

FSCA warns the public against Donafin (Pty) Ltd

21 May 2018
FSCA warns the public against Jackson Shaw

FSCA warns the public against Jackson Shaw

19 April 2018
Insurance Act changes released for public comment

Insurance Act changes released for public comment

17 April 2018
There’s a new sheriff in town

There’s a new sheriff in town

11 April 2018
New Prudential Authority CEO: FSB now Conduct Authority

New Prudential Authority CEO: FSB now Conduct Authority

10 April 2018
FSB has changed to the FSCA

FSB has changed to the FSCA

06 April 2018