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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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FSCA halts Regulatory Examinations administered by the FPI

FSCA halts Regulatory Examinations administered by the FPI

14 June 2018

The Financial Services Conduct Authority (FSCA) has instructed the Financial Planning Institute (FPI) to discontinue the delivery of the Regulatory Examination (RE) with immediate effect. This comes after the FSCA was alerted by a third party to alleged irregularities in the delivery of the exam. All current and future exams will now be delivered by exam body Moonstone until further notice.

A new playing field with the introduction of the FSCA

A new playing field with the introduction of the FSCA

14 June 2018

Following a seven-year planning process, the Financial Sector Conduct Authority (FSCA) was finally launched in June 2018.

FSCA Warnings

FSCA Warnings

11 June 2018

FSCA warns the public against FTO Capital

Authorities flex their muscles

Authorities flex their muscles

06 June 2018

When Twin Peaks was implemented in April, a whole new approach to regulation was brought into a market that was already facing massive regulatory reforms. Because of this, a few seeds of concern took root within the industry. There were a lot of questions that needed to be answered, and concerns that needed to be addressed.

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If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

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FSCA warns the public against Donafin (Pty) Ltd

FSCA warns the public against Donafin (Pty) Ltd

21 May 2018
FSCA warns the public against Jackson Shaw

FSCA warns the public against Jackson Shaw

19 April 2018
Insurance Act changes released for public comment

Insurance Act changes released for public comment

17 April 2018
There’s a new sheriff in town

There’s a new sheriff in town

11 April 2018
New Prudential Authority CEO: FSB now Conduct Authority

New Prudential Authority CEO: FSB now Conduct Authority

10 April 2018
FSB has changed to the FSCA

FSB has changed to the FSCA

06 April 2018
There is protection in the market

There is protection in the market

22 March 2018
FSB warns the public against Destidex Investments (Pty) Ltd trading as StockTraders

FSB warns the public against Destidex Investments (Pty) Ltd trading as StockTraders

16 March 2018