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Long term industry recovers

23 March 2004

The registrar of Long-Term insurance has just released his annual report for 2002, yes 2002.

Forex brokers must register

19 March 2004

The FSB has announced that codes of conduct to regulate dealings in foreign currency in terms of the Financial Advisory and Intermediary Services (FAIS) Act, 2002 will be published next week.

FSB certified

26 January 2004

The Financial Services Board (FSB) has been awarded ISO 9001:2000 certification by the South African Bureau of Standards (SABS), saying customer satisfaction will be the main focus in its quest for service excellence.

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

Long term industry recovers

Forex brokers must register

FSB certified