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Another seven rejected

28 May 2005

The FSB has authorised about 9 700 licences in terms of the Financial Advisory and Intermediary Services (FAIS) Act, 2002, since October last year, and declined 17.

FSB declines more FAIS licence applications

16 May 2005

The Financial Services Board (FSB) today announced that it has rejected the licence applications of a further seven financial services providers (FSPs).

FSB rejects 10 licence applications, suspends two

04 May 2005

The Financial Services Board (FSB) recently announced that it has rejected the licence applications of ten financial services providers (FSPs), including an application by forex dealer Leaderguard Securities (Pty) Ltd.

SAIA and FSB share passion to fight financial illiteracy

13 April 2005

The two organisations will launch their partnership on Thursday, 21 April 2005, with the handing over of cheques to the FSB, the signing of a general memorandum of understanding and concluding a service level agreement with the first service provider of t

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results

Fedbond – stays the same…

01 March 2005

Two new ones

13 December 2004

Progress

25 November 2004

SA retirement fund industry healthy - FSB

12 November 2004

No extension but exemption

22 September 2004

Phoney forex dealers warned

30 August 2004

Information is power

28 July 2004

Three more…

26 July 2004

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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)