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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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Moving forward one shuffle at a time

Moving forward one shuffle at a time

02 May 2017

Financial literacy is a major problem in South Africa, and has been for a number of years. This has led to the fact that South Africa is considered a nation of non-savers as opposed to savers. It is safe to say that the number of people who are able to retire comfortably in South Africa is low by global standards.

FSB grants A2X (Proprietary) limited (“A2X”) an exchange licence

FSB grants A2X (Proprietary) limited (“A2X”) an exchange licence

10 April 2017

In terms of section 9(1) of the Financial Markets Act, 2012 (“the Act”) the Registrar of Securities Services (“the Registrar”) may, after consideration of any objection received as a result of a notice referred to in section 7(4) and subject to any conditions which the Registrar may consider appropriate, grant an exchange licence to perform the functions referred to in section 10 if-

FSB warns the public against Eyethu Financial Corporation

FSB warns the public against Eyethu Financial Corporation

28 February 2017

The Financial Services Board (FSB) warns the public to act with caution when dealing with Eyethu Financial Corporation.

FSB warns the public against MadodaForex (Pty) Ltd

FSB warns the public against MadodaForex (Pty) Ltd

24 February 2017

The Financial Services Board (FSB) warns the public to act with caution when dealing with Madoda Forex (Pty) Ltd.

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The strongest deterrent against FSP compliance missteps is or should be:

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FSB warns the public against Preve Consulting

FSB warns the public against Preve Consulting

24 February 2017
A sad farewell to an industry stalwart

A sad farewell to an industry stalwart

20 February 2017
Mr Jonathan Dixon named as next Secretary General of the International Association of Insurance Supervisors (IAIS)

Mr Jonathan Dixon named as next Secretary General of the International Association of Insurance Supervisors (IAIS)

13 February 2017
FSB Appeal Board upholds debarment of Interneuron’s key individual

FSB Appeal Board upholds debarment of Interneuron’s key individual

06 February 2017
Profitability during regulation

Profitability during regulation

30 January 2017
FSB warns against illegal funeral policies – seventeen schemes under investigation

FSB warns against illegal funeral policies – seventeen schemes under investigation

20 January 2017
FSB: Retail Distribution Review (RDR) status update as at December 2016

FSB: Retail Distribution Review (RDR) status update as at December 2016

06 January 2017
FSB issues warning about a letter scam

FSB issues warning about a letter scam

30 November 2016