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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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The FSCA warns the public against Eagle iMarkets (Pty) Ltd

The FSCA warns the public against Eagle iMarkets (Pty) Ltd

25 May 2020

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with Eagle iMarkets (Pty) Ltd. This is due to suspected breaches of financial sector laws and allegedly offering financial services to its clients without a financial services provider (FSP) licence.

FSCA suspends the licence of Ecsponent Financial Services (Pty) Limited

FSCA suspends the licence of Ecsponent Financial Services (Pty) Limited

22 May 2020

The Financial Sector Conduct Authority (FSCA) has suspended the licence of Ecsponent Financial Services (Pty) Limited (Ecsponent FS) for breaches of financial sector laws.

Government needs to be proactive in creating an enabling environment for Fintech Innovation in South Africa

Government needs to be proactive in creating an enabling environment for Fintech Innovation in South Africa

12 May 2020

The ability to create value out of new products and services lies at the heart of the burgeoning fintech sector. In South Africa, we face significant challenges and barriers to introduce fintech solutions.

FSCA warns the public against an individual purporting to be associated with Stanlib

FSCA warns the public against an individual purporting to be associated with Stanlib

28 April 2020

The Financial Sector Conduct Authority (FSCA) would like to warn the public not to deal with an individual operating on WhatsApp purporting to be Mr Keillen Ndlovu . Mr. Ndlovu is the Head of Listing Property, Stanlib, which is an authorised Financial Services Provider (FSP No. 590).

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The strongest deterrent against FSP compliance missteps is or should be:

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FSCA warns the public against fraudulent online activity

FSCA warns the public against fraudulent online activity

23 April 2020
FSCA announces enforcement actions against Leon Goosen Verskeringsmakelaars CC

FSCA announces enforcement actions against Leon Goosen Verskeringsmakelaars CC

20 April 2020
Innovation Hub launched to promote responsible innovation in the South African financial sector

Innovation Hub launched to promote responsible innovation in the South African financial sector

14 April 2020
FSCA communication 14 of 2020 (INS) - Conduct of Business Supervision

FSCA communication 14 of 2020 (INS) - Conduct of Business Supervision

02 April 2020
FSCA imposes fund amendments

FSCA imposes fund amendments

02 April 2020
FSCA statement on insurers performing medical underwriting during lockdown period

FSCA statement on insurers performing medical underwriting during lockdown period

30 March 2020
COVID-19 - FSCA gives financially distressed employers breathing space over fund contributions

COVID-19 - FSCA gives financially distressed employers breathing space over fund contributions

27 March 2020
FSCA communication 9 of 2020 (general) - Supervision

FSCA communication 9 of 2020 (general) - Supervision

26 March 2020