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Compliance - Regulatory

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FSCA warns the public against Ithala Capital Investments

FSCA warns the public against Ithala Capital Investments

FSCA warns the public against “James Norton” and “Mark Green” alleging to be affiliated with BlackRock Asset Management

FSCA warns the public against “James Norton” and “Mark Green” alleging to be affiliated with BlackRock Asset Management

The Financial Sector Conduct Authority (FSCA) warns the public to be cautious when dealing with an individual or group impersonating BlackRock Asset Management (BlackRock). The individuals use the aliases ‘James Norton’ or ‘Mark Green’ and claim to be affiliated with BlackRock.

FSCA statement on SCA ruling regarding JP Markets

FSCA statement on SCA ruling regarding JP Markets

The FSCA has noted the decision of the Supreme Court of Appeal (SCA) to overturn the judgement of the Gauteng Division of the High Court, which had allowed for the liquidation of JP Markets (Pty) Ltd. The FSCA has also noted the Honourable Court’s interpretation with reference to the fair and equitable principle.

Information Regulator publishes an invitation for public comments on new POPIA Regulations

Information Regulator publishes an invitation for public comments on new POPIA Regulations

21 October 2021 | General
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FSCA warns the public against Mr S Shangase, an individual impersonating Bateleur Capital (FSP: 18123) on WhatsApp

FSCA warns the public against Mr S Shangase, an individual impersonating Bateleur Capital (FSP: 18123) on WhatsApp

DMP SA launches Compliance as a Service offering

DMP SA launches Compliance as a Service offering

18 October 2021 | General
The FSCA welcomes corrective actions by Binance Group

The FSCA welcomes corrective actions by Binance Group

IC Markets not linked to Ms Marietjie van der Merwe

IC Markets not linked to Ms Marietjie van der Merwe

FSCA statement on universal life policies

FSCA statement on universal life policies

SAIA Bulletin

SAIA Bulletin

Was the advice appropriate?

Was the advice appropriate?

30 September 2021 | FAIS Ombudsman
2020/2021 Annual Report of the Office of the Pension Funds Adjudicator

2020/2021 Annual Report of the Office of the Pension Funds Adjudicator

28 September 2021 | PFA - Pension Fund Adjudicator