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Compliance - Regulatory

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Ombudsman's Advice

Ombudsman's Advice

16 January 2006 | Short Term Ombudsman

These case studies were received from the Office of the Short-term Ombud. Please note that these cases does not set a precedent for any other cases.

Ombudsman's Advice

Ombudsman's Advice

09 January 2006 | Short Term Ombudsman

Here is a few case studies received from the Short-term Ombud's office. The importance of the correct advice and follow-up on any action taken comes to mind when reading these case studies.

Want to know your status?

Want to know your status?

The LOA has implemented an enquiry mechanism on its website (http://www.loa.co.za) where it is possible to determine whether a particular intermediary has been S referenced.

Another ruling by the PFA (25.11.05)

Another ruling by the PFA (25.11.05)

27 November 2005 | PFA - Pension Fund Adjudicator

The latest rulings by the PFA relate to penalties imposed on the cessation of contributions, reduction of contributions, advancement of retirement age. The issue of illustrated values was also canvasses in the rulings.

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Question

If I were tasked with taking my firm’s customer experience (CX) to the next level, I would:

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The adjudicator issued another 23 rulings involving RA Funds and the insurers involved

The adjudicator issued another 23 rulings involving RA Funds and the insurers involved

18 November 2005 | PFA - Pension Fund Adjudicator
Oops…

Oops…

Some interesting rulings

Some interesting rulings

Go broad...

Go broad...

15 September 2005 | BEE (Black Empowerment)
Getting down to brass tacks

Getting down to brass tacks

09 September 2005 | PFA - Pension Fund Adjudicator
A big hit

A big hit

Recognise any names?

Recognise any names?

Return to sender?

Return to sender?