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Compliance - Regulatory / FAIS Ombudsman

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FAIS Ombud orders Leaderguard broker to repay pensioners

FAIS Ombud orders Leaderguard broker to repay pensioners

19 October 2009
FAIS Ombud: Broker with strange licensing records ordered to pay

FAIS Ombud: Broker with strange licensing records ordered to pay

19 October 2009
FAIS Ombudsman sides with complainant

FAIS Ombudsman sides with complainant

14 October 2009
FAIS Ombud finds broker chased commission by extending maturity date

FAIS Ombud finds broker chased commission by extending maturity date

12 October 2009
quick poll
Question

Do you think short-term insurance broking will survive the AI plus humanoid robotics age?

Answer
Is moderate risk appropriate at 90?

Is moderate risk appropriate at 90?

28 September 2009
Ombud slates Old Mutual for altered investment documents

Ombud slates Old Mutual for altered investment documents

27 September 2009
Car dealer runs foul of the FAIS Act

Car dealer runs foul of the FAIS Act

14 September 2009
FAIS Ombud: Proof of advice, so car dealer must cough up

FAIS Ombud: Proof of advice, so car dealer must cough up

13 September 2009
Ombud orders dilly-dallying investment company to repay R300 000

Ombud orders dilly-dallying investment company to repay R300 000

13 September 2009
Global Ombud told of impact of SA’S FAIS Ombud

Global Ombud told of impact of SA’S FAIS Ombud

26 June 2009
FAIS Ombud calls for legislation to stop cross border fraud

FAIS Ombud calls for legislation to stop cross border fraud

05 June 2009
FAIS Ombudsman punishes FSP for fraud and poor advice

FAIS Ombudsman punishes FSP for fraud and poor advice

28 April 2009