orangeblock

Compliance - Regulatory / FAIS Ombudsman

Explore the Category

Does treating advisers fairly extend to the FAIS Ombud?

Does treating advisers fairly extend to the FAIS Ombud?

30 November 2011
Does treating advisers fairly extent to the FAIS Ombud?

Does treating advisers fairly extent to the FAIS Ombud?

30 November 2011
Yet another ruling by FAIS Ombud against Garek broker

Yet another ruling by FAIS Ombud against Garek broker

15 July 2010
FAIS Ombud orders broker to cough up for late submission of claim

FAIS Ombud orders broker to cough up for late submission of claim

15 July 2010
quick poll
Question

Do you think short-term insurance broking will survive the AI plus humanoid robotics age?

Answer
FAIS Ombud comes down hard on property syndication fraud

FAIS Ombud comes down hard on property syndication fraud

11 June 2010
DTI finds bulk of investor's funds used for commission and payments to directors

DTI finds bulk of investor's funds used for commission and payments to directors

15 April 2010
New FAIS Ombud rules three times against errant Garek Broker

New FAIS Ombud rules three times against errant Garek Broker

15 April 2010
FAIS Ombud calls for financial products to be regulated

FAIS Ombud calls for financial products to be regulated

25 February 2010
Bridging finance ‘advice’ costs broker dearly

Bridging finance ‘advice’ costs broker dearly

18 February 2010
Brokers still paying for Leaderguard collapse

Brokers still paying for Leaderguard collapse

16 February 2010
FAIS Ombud: Orders that penisoner be paid R100 000 she invested in Leaderguard

FAIS Ombud: Orders that penisoner be paid R100 000 she invested in Leaderguard

13 February 2010
FAIS Ombud: Leaderguard bosses' extravagance

FAIS Ombud: Leaderguard bosses' extravagance

13 February 2010