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Compliance - Regulatory
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FAIS Ombud: Surrendered policies did not cause financial loss
13 February 2010
FAIS Ombud orders broker who invests in risky bridging finance scheme to pay
06 February 2010
FAIS Ombud nails short-term insurer
26 January 2010
FAIS Ombud takes on mantle of statutory Ombud and nails insurer in important ruling
21 January 2010
quick poll
Question
The strongest deterrent against FSP compliance missteps is or should be:
Answer
A criminal conviction
Debarment
Fine or penalty
Any of the above can work
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View the Results
FAIS Ombud lambastes short-term insurance industry
23 November 2009
FAIS Ombus urges government to fix insuers' motor alarms short circuit
20 November 2009
Income acceleration always ends in misery
09 November 2009
FAIS Ombud orders brokers who place client in shady forex investments despite warnings by regulators to pay
06 November 2009
A record year for FAIS Ombud complaints
26 October 2009
FAIS Ombud returns R32,9-M to aggrieved consumers
23 October 2009
More transformation required in financial services, say, FAIS Ombud
23 October 2009
Strange bedfellows – foreign currency trading and low risk
20 October 2009
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