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Compliance - Regulatory
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Office of the FAIS Ombud dismissed two motor insurance complaints
09 February 2009
Sloppy administration hits broker hard
13 January 2009
FAIS Ombud: Broker who leaves everything to clerk ordered to pay
09 January 2009
FAIS Ombud questions honesty of provider who charges additional commission without consent
06 January 2009
quick poll
Question
The strongest deterrent against FSP compliance missteps is or should be:
Answer
A criminal conviction
Debarment
Fine or penalty
Any of the above can work
Submit Vote
View the Results
Ombud raps broker for not disclosing the difference between a “nominated” and “regular” driver
06 January 2009
FAIS Ombud: Broker ordered to pay client who loses all in pyramid type forex investment
06 January 2009
Will the insurers ever take responsibility?
03 December 2008
Ombud raps broker for not advising client of vehicle depreciation and the resultant lower premium
27 November 2008
Delays in document processing can be costly
17 November 2008
FAIS Ombud warns brokers not to place cover without proper documentation
13 November 2008
FAIS Ombud lambastes the good citizen warranty
06 November 2008
FAIS Oombud says too many Ombuds are bad for the industry
31 October 2008
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