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Moonstone: No Role Model

12 September 2013

An unlicensed direct insurer, Model Insurance, who claims to have been doing business since 2007, is currently under investigation by the Regulator.

Moonstone: The Challenge of ethics and professionalism

09 September 2013

Or how to create your own Twin Peaks

Moonstone: Debarments a Sorry State of Affairs

09 September 2013

“The volumes of cases for debarments are mind boggling as they paint a picture of an industry replete with misfits and incompetent representatives. Simply put, the public is at risk.”

Moonstone: Pricing Your Services

03 September 2013

“You’re in business to render a service that is so good that people are willing to pay a profit in recognition of what you are doing for them…1 ”

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results

Moonstone: Old Mutual Wealth Initiatives

22 August 2013

Moonstone: New subcategories of financial products

19 August 2013

Moonstone: Thank your Lucky Stars you’ve got Protection*

19 August 2013

Moonstone: Used Spare Parts Kosher Again

12 August 2013

Moonstone: Square Peg in a Round Hole

12 August 2013

Moonstone: The Great Switcheroo

05 August 2013

Moonstone: Commission Impact on Client Returns