Intermediaries / Brokers / General

COFI and Omni-RR: Why IFAs Aren’t Going Anywhere

Charting the future of advice: how planners are preparing

As the financial services industry continues to evolve, financial planners are navigating a complex landscape shaped by new legislation, emerging technologies, shifting client expectations, and economic uncertainty.

Digital overhaul promises tougher scrutiny for intermediaries

The more effective the technology-backed tools that financial advice professionals use, the better the outcomes for consumers. This also applies to financial sector regulators who must embrace technology to deliver on their dual mandate of industry oversight and consumer protection.

Feeling the pressure of running your brokerage?