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Compliance - Regulatory

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And the next compliance report is due…

And the next compliance report is due…

27 May 2021 | General

The compliance officers and key individuals at South Africa’s financial services providers (FSPs) must have their wits about them to meet the submission deadlines for countless statutory reports.

Practice Note provides welcome clarity on broad-based black economic empowerment structures

Practice Note provides welcome clarity on broad-based black economic empowerment structures

Declined claims the biggest cause of complaints

Declined claims the biggest cause of complaints

25 May 2021 | Insurance Ombudsman
Broker versus mystery shopper?

Broker versus mystery shopper?

quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
FSCA warns the public against FSCABUD

FSCA warns the public against FSCABUD

Work of insurance Ombud’s Offices continued despite COVID-19 disruption – complainants compensated R300 million

Work of insurance Ombud’s Offices continued despite COVID-19 disruption – complainants compensated R300 million

18 May 2021 | Short Term Ombudsman
Draft PAIA Regulations published ahead of POPIA commencement

Draft PAIA Regulations published ahead of POPIA commencement

10 May 2021 | General
FSCA warns the public against Trade Oasis and Deborah Lorraine

FSCA warns the public against Trade Oasis and Deborah Lorraine

FSCA warns the public against Fx Trade Bitcoin

FSCA warns the public against Fx Trade Bitcoin

Public warning against Union Fx

Public warning against Union Fx

FSCA enters into an enforceable undertaking with Basfour and Ms. Jane Engelbrecht

FSCA enters into an enforceable undertaking with Basfour and Ms. Jane Engelbrecht

Ten tips to POPIA compliance

Ten tips to POPIA compliance

29 April 2021 | General