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Compliance - Regulatory

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A material fact that needed to be disclosed

A material fact that needed to be disclosed

05 May 2022 | Short Term Ombudsman

Every piece of information, specifically in policy wording, is critical in the insurance world.

On double counting and dated statistics

On double counting and dated statistics

There is something galling about dated statistics, especially when these statistics are held up as reflecting the present day state of a particular section of the South African financial services sector. Case in point, much of the retirement fund information used to underpin the Financial Sector Conduct Authority (FSCA) Financial Sector Outlook Study 2022 is only up to date to December 2019. And we are fairly certain that much of this information was presented during the last retirement fund media update we attended more than 10 months ago.

The FSCA’s strategy sheds light on compliance focus areas

The FSCA’s strategy sheds light on compliance focus areas

06 April 2022 | General

The Financial Sector Conduct Authority (FSCA) has its ‘five-year plan’ in the form of a 2021-2025 Regulatory Strategy that rounds-up some unsurprising plans, but still useful insight into what the FSCA will be focusing on this year – and beyond.

Publication of the FSCA Financial Sector Outlook Study

Publication of the FSCA Financial Sector Outlook Study

The FSCA today published the Financial Sector Outlook Study, which reviews the South African financial landscape and describes the financial industries regulated by the Authority.

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If I were tasked with taking my firm’s customer experience (CX) to the next level, I would:

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More work to be done before Vehicle Salvage Database is made public

More work to be done before Vehicle Salvage Database is made public

Settled Complaint

Settled Complaint

30 March 2022 | FAIS Ombudsman
Third-party risk tops the compliance watchlist

Third-party risk tops the compliance watchlist

29 March 2022 | General
The Office of the FAIS Ombud and the investigation of Medical Aid Complaints

The Office of the FAIS Ombud and the investigation of Medical Aid Complaints

29 March 2022 | FAIS Ombudsman
Participate in Money Smart Week 2022! Make more informed financial decisions

Participate in Money Smart Week 2022! Make more informed financial decisions

24 March 2022 | FAIS Ombudsman
ASISA welcomes Coronation’s Anton Pillay as new Chairman

ASISA welcomes Coronation’s Anton Pillay as new Chairman

Policyholders and investors cautioned to be extra vigilant following TransUnion data breach

Policyholders and investors cautioned to be extra vigilant following TransUnion data breach

Hedge fund industry grows assets to R86.93 billion in an environment of fund consolidation and regulatory constraints

Hedge fund industry grows assets to R86.93 billion in an environment of fund consolidation and regulatory constraints