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Compliance - Regulatory

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Do I register or not?

Do I register or not?

In our latest newsletter dated 3 May 2004 we spoke to Russell Michaels at the FSB about registrations, FSPs, and licences. Here is part two of the story. Tomorrow we will carry the third part of the story, as a newsletter.

Up to the plate

Up to the plate

The recent donation of R1m by the members of the SAIA to Business Against Crime (BAC) is an example of how serious SAIA is in helping to fight crime.

Putting it back

Putting it back

22 April 2004 | BEE (Black Empowerment)

Old Mutual SA has officially opened the doors to the country's first Academy for Financial Planners, an initiative aimed at training young black graduates wanting to become independent financial planners.

Old Mutual is the first

Old Mutual is the first

21 April 2004 | Acts (FAIS / Pension etc)

Old Mutual is the first of the major players to be awarded a licence under the new law regulating financial advisors, the Financial Services Board announced today.

quick poll
Question

If I were tasked with taking my firm’s customer experience (CX) to the next level, I would:

Answer
Serious about licensing

Serious about licensing

20 April 2004 | Acts (FAIS / Pension etc)
The time has come

The time has come

19 April 2004 | Acts (FAIS / Pension etc)
Time to consult

Time to consult

17 April 2004 | FICA
In need of a Corporate Governance course?

In need of a Corporate Governance course?

15 April 2004 | Corporate Governance
Money in the bank

Money in the bank

13 April 2004 | BEE (Black Empowerment)
There are other options

There are other options

10 April 2004 | Acts (FAIS / Pension etc)
A good start

A good start

10 April 2004 | Acts (FAIS / Pension etc)
FICA Standard Broker Declaration

FICA Standard Broker Declaration

04 April 2004 | FICA