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Compliance - Regulatory

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Forex brokers must register

Forex brokers must register

The FSB has announced that codes of conduct to regulate dealings in foreign currency in terms of the Financial Advisory and Intermediary Services (FAIS) Act, 2002 will be published next week.

Legislation will have an impact

Legislation will have an impact

17 March 2004 | General

In releasing their results today Liberty Group looked at their consultancy business. Angelo Coppola reports.

Deadline looms

Deadline looms

05 March 2004 | Acts (FAIS / Pension etc)

There has been a flurry of activity in the financial intermediary services sector recently as financial services providers (fsp) subject themselves to assessment examinations, while others are registering to be licensed as fsps.

Get involved

Get involved

23 February 2004 | BEE (Black Empowerment)

High staff turnover, a characteristic of the asset management environment, is expected to increase among qualified and experienced black employees due to the charter, says Nomkhita Nqweni, business development manager and head of transformation at Investm

quick poll
Question

COFI is coming, bringing a wave of change for financial planners. Which one of the following disruptors will have the biggest impact on your business?

Answer
Book your place

Book your place

09 February 2004 | Acts (FAIS / Pension etc)
There is place

There is place

28 January 2004 | Acts (FAIS / Pension etc)
FSB certified

FSB certified

Insurers get an accounting reprieve

Insurers get an accounting reprieve

22 January 2004 | General