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Compliance - Regulatory / General

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An introduction to treating customers fairly

An introduction to treating customers fairly

30 September 2010
New criteria for approval of compliance officers

New criteria for approval of compliance officers

23 September 2010
Conflicts of interest – let ethics rule says FSB

Conflicts of interest – let ethics rule says FSB

15 September 2010
Compliance moves centre stage

Compliance moves centre stage

09 September 2010
quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
Protection of Personal Information Act: Harmony with other legislation essential

Protection of Personal Information Act: Harmony with other legislation essential

31 August 2010
International Accounting Standards Board proposes to fundamentally change accounting for insurance contracts

International Accounting Standards Board proposes to fundamentally change accounting for insurance contracts

02 August 2010
More legislation for brokers to deal with

More legislation for brokers to deal with

15 July 2010
King III Integrated Report: why it’s crucial to plan ahead

King III Integrated Report: why it’s crucial to plan ahead

13 July 2010
How to treat customers fairly - Upcoming regulation to set the tone

How to treat customers fairly - Upcoming regulation to set the tone

12 July 2010
Moonstone: Compliance officer obligations

Moonstone: Compliance officer obligations

25 June 2010
Moonstone:  Cipro Shootout

Moonstone: Cipro Shootout

25 June 2010
Significant changes expected to employee benefit accounting under IASB proposals

Significant changes expected to employee benefit accounting under IASB proposals

07 June 2010
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