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Compliance - Regulatory / General

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King III Integrated Report: why it’s crucial to plan ahead

King III Integrated Report: why it’s crucial to plan ahead

13 July 2010
How to treat customers fairly - Upcoming regulation to set the tone

How to treat customers fairly - Upcoming regulation to set the tone

12 July 2010
Moonstone: Compliance officer obligations

Moonstone: Compliance officer obligations

25 June 2010
Moonstone:  Cipro Shootout

Moonstone: Cipro Shootout

25 June 2010
quick poll
Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer
Significant changes expected to employee benefit accounting under IASB proposals

Significant changes expected to employee benefit accounting under IASB proposals

07 June 2010
CIPRO embarks on deregistration by stealth

CIPRO embarks on deregistration by stealth

25 May 2010
So you want a super Ombudsman

So you want a super Ombudsman

20 May 2010
Another dose of consumer protection

Another dose of consumer protection

18 May 2010
Does your practice meet conflict of interest provisions?

Does your practice meet conflict of interest provisions?

06 May 2010
Insurance Industry Data Exchange - 
Outsourcing of Administration to Short term insurance brokers

Insurance Industry Data Exchange - Outsourcing of Administration to Short term insurance brokers

12 April 2010
Procurement fraud in government departments emphasises need for strong compliance culture

Procurement fraud in government departments emphasises need for strong compliance culture

19 February 2010
Insurance companies feel red tape burden too

Insurance companies feel red tape burden too

02 February 2010