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Compliance - Regulatory
Acts (FAIS / Pension etc)
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King III Integrated Report: why it’s crucial to plan ahead
13 July 2010
How to treat customers fairly - Upcoming regulation to set the tone
12 July 2010
Moonstone: Compliance officer obligations
25 June 2010
Moonstone: Cipro Shootout
25 June 2010
quick poll
Question
The strongest deterrent against FSP compliance missteps is or should be:
Answer
A criminal conviction
Debarment
Fine or penalty
Any of the above can work
Submit Vote
View the Results
Significant changes expected to employee benefit accounting under IASB proposals
07 June 2010
CIPRO embarks on deregistration by stealth
25 May 2010
So you want a super Ombudsman
20 May 2010
Another dose of consumer protection
18 May 2010
Does your practice meet conflict of interest provisions?
06 May 2010
Insurance Industry Data Exchange - Outsourcing of Administration to Short term insurance brokers
12 April 2010
Procurement fraud in government departments emphasises need for strong compliance culture
19 February 2010
Insurance companies feel red tape burden too
02 February 2010
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