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Compliance - Regulatory
Acts (FAIS / Pension etc)
Association for Savings & Investment SA (ASISA)
Association of Black Securities and Investment Professionals (ABSIP)
Banking Ombudsman
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King 3 sets the bar for worldwide corporate governance good practice
02 September 2009
Final King III Code confronts ‘the devil in the detail’
02 September 2009
The dawn of a new corporate era
20 August 2009
Generally Accepted Compliance Practice Framework launched today
13 August 2009
quick poll
Question
The strongest deterrent against FSP compliance missteps is or should be:
Answer
A criminal conviction
Debarment
Fine or penalty
Any of the above can work
Submit Vote
View the Results
Enforcing King 3: In the interests of stakeholders
11 August 2009
New standards of professionalism for compliance industry
30 July 2009
Asset managers: take careful note of new fit and proper requirements
24 July 2009
Insurance regulation set for shakeup - Solvency II will have global impact
25 June 2009
The feared S-Reference gets the punt
17 June 2009
King 3, financial crisis drive a new regime in reporting
15 June 2009
Consumers celebrate as insurance ombudsman rules in their favour
06 May 2009
Companies face compliance risk
26 March 2009
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