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Compliance - Regulatory
Acts (FAIS / Pension etc)
Association for Savings & Investment SA (ASISA)
Association of Black Securities and Investment Professionals (ABSIP)
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FSP's and the FAIS Act
20 May 2008
Regulators put micro-insurance under the microscope
08 April 2008
Readers responses to draft regulations dealing with commission structures
05 March 2008
The changing face of life industry commissions
04 March 2008
quick poll
Question
The strongest deterrent against FSP compliance missteps is or should be:
Answer
A criminal conviction
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Fine or penalty
Any of the above can work
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View the Results
Old Mutual comments on new draft regulations regarding commissions and early termination values on savings products
03 March 2008
Old Mutual comments on new regulations regarding commissions and early termination values on savings products
28 February 2008
Buyer beware! New international accounting standards to have significant impact on future company acquisitions.
28 February 2008
Moonstone Monitor 27 February 2008 : Feedback from FSB on Site Visits
28 February 2008
The biggest mistake financial service providers make
22 January 2008
Avoid liability when using labour brokers; independent contractors
10 January 2008
Corporate compliance as a strategy for business improvement
11 December 2007
Despite a global accounting framework, financial reporting needs to become more informative, user-friendly and relevant to satisfy investor demands
04 December 2007
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