orangeblock

Compliance - Regulatory / General

Explore the Category

Ignore Code on responsible investing at your own peril, institutional investors told

Ignore Code on responsible investing at your own peril, institutional investors told

19 July 2011
CIPRO annual returns complicated processes result in CLOSE CORPORATIONS being de-registered

CIPRO annual returns complicated processes result in CLOSE CORPORATIONS being de-registered

08 July 2011
Medical Aid industry prepares for CPA compliance

Medical Aid industry prepares for CPA compliance

08 July 2011
Everything you need to know about Regulation 28

Everything you need to know about Regulation 28

30 June 2011
quick poll
Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer
Financial Assistance – Out with the old, in with the new

Financial Assistance – Out with the old, in with the new

22 June 2011
Conflicts of interest - comply or else, says FSB

Conflicts of interest - comply or else, says FSB

21 June 2011
Prepare for ‘Treating Customers Fairly’ – conference told

Prepare for ‘Treating Customers Fairly’ – conference told

12 June 2011
Insurance providers urged not to underestimate impending solvency II regulations

Insurance providers urged not to underestimate impending solvency II regulations

08 June 2011
Compliance professionals can help protect consumers

Compliance professionals can help protect consumers

01 June 2011
Compliance best practice guidelines available online

Compliance best practice guidelines available online

30 May 2011
Awards dinner could suffer as conflict of interest concerns take hold

Awards dinner could suffer as conflict of interest concerns take hold

13 May 2011
Because it happened in Australia

Because it happened in Australia

10 May 2011