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Compliance - Regulatory / General

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Conflict of interest - the road ahead for FSPs

Conflict of interest - the road ahead for FSPs

05 September 2011

Conflict of Interest beefed up the current generic text in the FAIS General Code of Conduct with more specific requirements and limits for FSPs by augmenting what was first regarded as a ‘disclosure principle’ with some specific rules the entire insurance

Full steam ahead for Treasury’s ‘twin peaks’ model

Full steam ahead for Treasury’s ‘twin peaks’ model

30 August 2011

The Consumer Protection Act – watch the definitions

The Consumer Protection Act – watch the definitions

22 August 2011
FISA uses its self-governing powers

FISA uses its self-governing powers

12 August 2011
quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
CPA – many small businesses still not compliant

CPA – many small businesses still not compliant

11 August 2011
Climbing the regulatory mountain

Climbing the regulatory mountain

02 August 2011
Code for responsible investing an opportunity to guide change, says Institute of Directors

Code for responsible investing an opportunity to guide change, says Institute of Directors

20 July 2011
Ignore Code on responsible investing at your own peril, institutional investors told

Ignore Code on responsible investing at your own peril, institutional investors told

19 July 2011
CIPRO annual returns complicated processes result in CLOSE CORPORATIONS being de-registered

CIPRO annual returns complicated processes result in CLOSE CORPORATIONS being de-registered

08 July 2011
Medical Aid industry prepares for CPA compliance

Medical Aid industry prepares for CPA compliance

08 July 2011
Everything you need to know about Regulation 28

Everything you need to know about Regulation 28

30 June 2011
Financial Assistance – Out with the old, in with the new

Financial Assistance – Out with the old, in with the new

22 June 2011