Explore the Category

FSB: Resolution Life under curatorship

07 September 2012

Following an application by the Executive Officer of the Financial Services Board (FSB), the South Gauteng High Court on 6 September 2012 granted a provisional order to place the life insurance business of Resolution Life Limited (Resolution Life) under p

FSB: Treating Customers Fairly: Self-assessment for financial firms

05 September 2012

The Financial Services Board (FSB) has taken the next step in rolling out its proposed new Treating Customers Fairly (TCF) regulatory initiative. To this end, a new self-assessment tool has been published on the FSB website to enable regulated financial f

FSB: Rockland entities under curatorship

23 August 2012

Following an application by the Executive Officer of the Financial Services Board (FSB), the Western Cape High Court has granted a provisional order to place the collective investment scheme and financial services business of Rockland Asset Management and

FSB: Orange Insurance Limited placed under provisional liquidation

14 August 2012

The Financial Service Board hereby informs the public that Orange Insurance Limited (Orange) was placed under provisional liquidation of 24 July 2012, with the return date for the final liquidation order set down for 9 October 2012.

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results

FSB: Herman Pretorius: Clarity on the financial services board’s investigation

13 August 2012

Financial Services Board to deal more harshly with non-compliance

26 July 2012

FSB: Financial services industry must deal with money laundering

25 July 2012

A two-decade-long pension fund scandal nears its end

10 July 2012

Treating customers fairly must extend to the regulator

04 July 2012

FSB: Deadline for regulatory examinations

29 June 2012

FSB: FAIS Examination exemptions

22 June 2012

Are short-term insurers ready to treat customers fairly?

13 June 2012

« ‹ 36 37 38

40 41 42 › »

Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)