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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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FSB: Rockland entities under curatorship

FSB: Rockland entities under curatorship

23 August 2012

Following an application by the Executive Officer of the Financial Services Board (FSB), the Western Cape High Court has granted a provisional order to place the collective investment scheme and financial services business of Rockland Asset Management and

FSB: Orange Insurance Limited placed under provisional liquidation

FSB: Orange Insurance Limited placed under provisional liquidation

14 August 2012

The Financial Service Board hereby informs the public that Orange Insurance Limited (Orange) was placed under provisional liquidation of 24 July 2012, with the return date for the final liquidation order set down for 9 October 2012.

FSB: Herman Pretorius: Clarity on the financial services board’s investigation

FSB: Herman Pretorius: Clarity on the financial services board’s investigation

13 August 2012

In the wake of the shooting by Mr Herman Pretorius (“Pretorius”) in Cape Town, with indications of massive losses to investors that invested in his schemes, the Financial Services Board (“FSB”) would like to offer some perspectives on the regulator’s acti

Financial Services Board to deal more harshly with non-compliance

Financial Services Board to deal more harshly with non-compliance

26 July 2012

The Financial Services Board (FSB) is gearing up to crack the whip harder on industry players that fail to comply with legislation. Speaking at the annual Financial Advisory and Intermediary Services (FAIS) conference in Cape Town today, the FSB’s Head of

quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
FSB: Financial services industry must deal with money laundering

FSB: Financial services industry must deal with money laundering

25 July 2012
A two-decade-long pension fund scandal nears its end

A two-decade-long pension fund scandal nears its end

10 July 2012
Treating customers fairly must extend to the regulator

Treating customers fairly must extend to the regulator

04 July 2012
FSB: Deadline for regulatory examinations

FSB: Deadline for regulatory examinations

29 June 2012
FSB: FAIS Examination exemptions

FSB: FAIS Examination exemptions

22 June 2012
Are short-term insurers ready to treat customers fairly?

Are short-term insurers ready to treat customers fairly?

13 June 2012
FSB: Further clarity on re exam statistics

FSB: Further clarity on re exam statistics

06 June 2012
FSB: Less than five weeks left for financial service providers to register for regulatory exams

FSB: Less than five weeks left for financial service providers to register for regulatory exams

30 May 2012