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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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FSB: Further clarity on re exam statistics

FSB: Further clarity on re exam statistics

06 June 2012

In an attempt to continue to keep its stakeholders informed, the Financial Services Board has issued a number of circulars urging Financial Service Providers (FSPs) to register for their regulatory exams. To this end the FSB released the first set of stat

FSB: Less than five weeks left for financial service providers to register for regulatory exams

FSB: Less than five weeks left for financial service providers to register for regulatory exams

30 May 2012

As the deadline (30 June 2012) draws closer for Financial Service Providers (FSPs) to register for their regulatory exams, the Financial Services Board (FSB) urges all those who have not yet registered to do so immediately. The deadlines for the regulato

FSB: FAIS Exam

FSB: FAIS Exam

30 April 2012

In recent media reports there has been some miscommunication with relation to the RE exams. The financial Services Board would like to clear up these miscommunications in the following manner:

FSB: Regulatory examination statistics

FSB: Regulatory examination statistics

13 April 2012

There are 11 weeks remaining to the 30 June 2012 deadline for Financial Service Providers to write their regulatory examinations. All candidates that have not yet written the examinations are requested to do so without delay to ensure that they are accomm

quick poll
Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer
FSB: Last chance to register for FAIS exams

FSB: Last chance to register for FAIS exams

10 April 2012
RFD: Insake : Makelaarseksamen in Afrikaans

RFD: Insake : Makelaarseksamen in Afrikaans

26 January 2012
Registrar’s decision to protect policyholders upheld

Registrar’s decision to protect policyholders upheld

12 December 2011
Registrar approved surplus - Engineering Industries Pension Fund and the Metal Industries Provident Fund

Registrar approved surplus - Engineering Industries Pension Fund and the Metal Industries Provident Fund

01 December 2011
The slow pace of financial scam resolution

The slow pace of financial scam resolution

24 November 2011
Redefining the intermediary

Redefining the intermediary

22 November 2011
FSB reassures stakeholders

FSB reassures stakeholders

18 November 2011
Supreme Court of appeal vindicates the Financial Services Board in fight with Dynamic Wealth

Supreme Court of appeal vindicates the Financial Services Board in fight with Dynamic Wealth

18 November 2011