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The Registrar of Financial Services Providers (Registrar) referred a case against Hippo Comparative Services (Pty) Ltd (the Respondent), FSP number 16357 to the Enforcement Committee of the Financial Services Board.
Financial services providers who failed to complete the relevant Level 1 regulatory examinations have just today within which to apply to the Financial Services Board (FSB) for permission to continue rendering their services – the deadline is 30 April 201
The Financial Services Board (FSB) would like to warn the public not to conduct financial services business with NaxaInvest.
For those who have been following the Fidentia saga closely, the Western Cape High Court’s verdict vis-à-vis J Arthur Brown – guilty on only two counts of fraud – may seem oddly anti-climactic, given that he was originally arrested on 197 counts. By negot
The strongest deterrent against FSP compliance missteps is or should be: