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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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Illegal trading comes under pressure as the FSB flexes its muscles

Illegal trading comes under pressure as the FSB flexes its muscles

11 June 2014

While the end results of investments is largely unpredictable, there is a lot of thought and science which goes into analysing the markets and giving the public appropriate investment advice.

Proposed directive on companies that provide exchange infrastructures to facilitate trade in their own securities

Proposed directive on companies that provide exchange infrastructures to facilitate trade in their own securities

02 June 2014

Questions and Answers

The regulation of Hedge Funds in South Africa - Extension of deadline for public comment

The regulation of Hedge Funds in South Africa - Extension of deadline for public comment

22 May 2014

Joint statement - Following several extension requests from industry stakeholders, the Financial Services Board and National Treasury hereby extend the deadline for submission of comments on the proposed Notice for the Regulation of Hedge Funds from 23 May to 30 May 2014.

FSB reports that industry costs will not lead to exclusion

FSB reports that industry costs will not lead to exclusion

19 May 2014

Containing costs within the insurance industry has always been one of the foremost objectives of industry stakeholders, as it can significantly improve the health of the industry. Contained costs means that barriers to entry are significantly decreased, break even margins are more achievable and administration becomes less onerous. Even for smaller companies and independent intermediaries.

quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
Draft Regulations of Hedge Funds in South Africa

Draft Regulations of Hedge Funds in South Africa

17 April 2014
Registrar of Short-term Insurance refers a matter against Airborne

Registrar of Short-term Insurance refers a matter against Airborne

15 April 2014
High Court dismisses AH-Vest case in favour of the FSB

High Court dismisses AH-Vest case in favour of the FSB

14 April 2014
 FSB agreement with the European Union opens doors for South African fund managers

FSB agreement with the European Union opens doors for South African fund managers

13 March 2014
The Registrar of Collective Investment Schemes (“the Registrar”) referred a matter against Andre Cillie Capital Management (Pty) Limited (“ACCM”) to the Enforcement Committee

The Registrar of Collective Investment Schemes (“the Registrar”) referred a matter against Andre Cillie Capital Management (Pty) Limited (“ACCM”) to the Enforcement Committee

05 February 2014
FSB Enforcement Committee fines My Lawyer Legal Assistance

FSB Enforcement Committee fines My Lawyer Legal Assistance

30 January 2014
The FSB looks beyond a significantly challenging year

The FSB looks beyond a significantly challenging year

10 December 2013
Sanlam fined R3 million for overpaying brokers

Sanlam fined R3 million for overpaying brokers

02 December 2013