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FSB issues a caution on unregulated investment schemes

29 May 2015

The Financial Services Board (FSB) has received numerous queries relating to KIPI’s registration with the regulator as a Financial Services Provider (FSP) and its legitimacy to provide such services.

FSB comments on Wealth Hub Scheme

28 May 2015

The Financial Services Board (FSB) has noted with concern the interview that was conducted on Radio 702 with Dr Ngoato Takalo, regarding the Wealth Hub scheme that she is a CEO and director of.

FSB to deliver cell captive clarity within the next four months

14 May 2015

While many people expressed concern about the length of time that the Financial Services Board (FSB) took to finalise certain key pieces of legislation, good news for the industry is that the regulator is finalising its proposals for its changes to cell captive arrangements.

New system to assist FSB in monitoring collective investment schemes

17 April 2015

As a result of the rapidly changing nature of the financial services landscape in South Africa, the Financial Services Board (FSB) is implementing a new system to ensure it is able to continue effectively monitoring the compliance of collective investment schemes.

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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